RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

Vertex valuation multiples have reached unsustainable heights at ~11x forward revenue, which increases its risk for a correction. Vertex specializes in corporate tax compliance software, targeting a ...

New funds will largely be devoted to hiring as the company builds and implements AI compliance software for law firms, moving away from an earlier focus serving legal tech companies. Compliance and ...

In today’s financial landscape, compliance is a double-edged sword. On one side, it represents an escalating cost center, an obligation to meet increasingly complex regulations under growing ...